501 Deep Valley Drive, Suite 202,
Rolling Hills Estates,
EQ utilizes the extensive resources of LPL Financial (LPL), the largest provider of comprehensive operational services to independent advisors in the country. LPL is custodian of our clients’ assets. With more than $1 Trillion in client assets serviced and custodied, LPL provides cutting-edge technology and innovation, and extensive support built upon a long history of financial stability.
LPL is a Financial Industry Regulatory Authority (FINRA) member firm subject to federal securities laws and the rules of the industry self-regulatory organizations which require LPL to protect client assets with the utmost care and adherence to financial protection rules.
In addition to Securities Investor Protection Corporation (SIPC) coverage protecting clients who hold cash and securities such as stocks, bonds, or mutual funds in an account with EQ, LPL provides excess SIPC insurance which provides further protection to our clients accounts have additional securities protection to cover the net equity of client accounts up to an overall aggregate limit of $750 Million. This coverage is underwritten by Lloyds of London syndicates.
LPL does not offer proprietary investments products or engage in investment banking activities. This means that advisors affiliated with LPL are not pressured or influenced by LPL to sell its products.
LPL protects clients’ personal information by utilizing security measures that comply with federal laws including computer safeguards and secured files and buildings. LPL’s online environment uses security technologies, including layered security and access controls over personal information.
For further information about LPL, please visit www.lpl.com and www.lpl.com/disclosures/privacy-securities.html.
Sean Khaligh and Peter Haroun are registered representatives with and may provide securities and sub-advisory services offered through LPL Financial, a registered investment advisor. Member FINRA/SIPC.